Overtime / Compensatory Time
It is the expectation of the Department that all employees will accomplish their assigned duties within a standard forty (40)
hour workweek. All employees must account for a minimum of 8, 9 or 10 hours each scheduled work day (depending on the
employee’s established work schedule), which may include any combination of actual time worked, paid leave, holidays, leave
without pay, compensatory time taken, etc.
In the event that an employee is in pay status more than forty (40) hours in a workweek, an employee may be granted
either state or FLSA compensatory time, as appropriate, in accordance with the following provisions.
- Non-exempt employees
- Non-exempt employees must generally receive prior approval to work overtime. In unique or emergency situations, prior
approval may not always be possible. In such unique or emergency situations, the employee must report the overtime to his
or her supervisor as soon as possible and may be required to explain why overtime without prior authorization was necessary.
Whether authorized or not, all overtime worked must be accurately recorded, and employees must be compensated for such
overtime.
- When a non-exempt employee actually works more than forty (40) hours in a workweek, the employee will ordinarily earn
FLSA compensatory time instead of overtime pay. Such time will be calculated in fifteen (15) minute increments. At the end
of the workweek, the amount of FLSA compensatory time granted to the employee will be at a ratio of one and one-half hours
for every hour in excess of forty (40) hours worked in that week.
- Non-exempt employees may accrue up to a maximum of 240 hours of FLSA compensatory time. Non-exempt employees must
receive overtime payment for FLSA compensatory time accrued in excess of 240 hours.
- When a non-exempt employee is in pay status for more than forty (40) hours in a workweek, though not physically at work
for more than forty (40) hours, he or she will earn state compensatory time at the rate of one hour for each hour worked in
excess of forty (40) hours. No more than 240 hours of state compensatory time may be earned by any employee.
- Non-exempt employees must utilize all accumulated state compensatory time within one (1) year of the date that it is
earned. All state compensatory time not taken within one (1) year will be lost.
- Accrued FLSA compensatory time will not transfer to or from other state agencies. Payment for unused FLSA compensatory
time will be made upon an employee’s separation from the Department.
- Accrued state compensatory time will not transfer to or from other state agencies, nor will payment be made for unused
state compensatory time upon termination from the Department.
- Exempt employees
- The FLSA specifically exempts bona fide professional, administrative, and executive employees from the Act’s overtime
and minimum wage provisions. Nevertheless, it is the policy of the Department to permit exempt employees to earn state
compensatory time, with the approval of the appropriate manager (i.e., Deputy Commissioner, Chief Engineer, Treasurer,
Division Director, District Engineer, or Office Head) in accordance with the following provisions:
- Exempt employees who are required to work more than their scheduled hours on any given day may, upon management
approval, receive state compensatory time for the extra time worked, which will be calculated in fifteen (15) minute
increments and recorded at the end of the appropriate work week.
- An exempt employee may not work through or shorten a designated meal period and then accrue state compensatory time for
doing so. Therefore, working through or shortening a meal period is not to be counted as hours worked by exempt employees,
except as provided by Section 4(c) of this policy.
- No more than 240 hours of state compensatory time may be earned by any employee.
- Exempt employees must utilize all accumulated state compensatory time within one (1) year of the date that it is earned. Any state compensatory time not taken within one (1) year will be lost.
- State compensatory time will not transfer to or from other state agencies. Payment will not be made for unused state
compensatory time upon termination from the Department.
Use of Compensatory Time
- Non-exempt employees must be permitted to use FLSA compensatory time within a reasonable period after making the
request if the granting of such time off does not unduly disrupt the operations of the work unit.
- At the direction of the District Engineer or Office Head, non-exempt employees may be directed to be absent from duty
in order to reduce their FLSA compensatory time balances.
- Employees are required to use FLSA compensatory time prior to the use of state compensatory time or annual leave.
Employees may choose to use FLSA compensatory time in lieu of sick leave or personal leave. See the
Leave Taken Priority List.
- Employees are required to use state compensatory time prior to the use of annual leave. Employees may choose to use
state compensatory in lieu of sick leave or personal leave.
- FLSA compensatory time may not be used in conjunction with absences associated with Family and Medical Leave due to
applicable federal regulations. State compensatory time may be used in conjunction with absences associated with Family
and Medical Leave.
- Both state and FLSA compensatory time may be taken in fifteen (15) minute increments.
- Upon termination from the Department, including transfers to other state agencies, non-exempt employees will receive
payment for any unused FLSA compensatory time. No payment will be made for unused state compensatory time.
Approval and Management of Paid Overtime
- Normal Procedures
- Paid overtime should be preauthorized in writing to the affected unit supervisor prior to its occurrence by the
appropriate Division Director, Treasurer and the Deputy Commissioner.
- Overtime authorizations submitted must indicate the employee name, employee ID, title, non-exempt/exempt status,
estimated overtime hours, reason or justification and begin and end date.
- A Division Director shall not approve nor recommend for approval any overtime payment without first contacting the
Treasurer to assure that funds are budgeted and available to make such payments.
- In exceptional cases, exempt employees may be considered for overtime payment. However, this requires prior approval
of the Office of Planning and Budget. A request for overtime payment for such employees must first be approved by the
Deputy Commissioner in writing prior to presentation to the Office of Planning and Budget.
- All overtime authorization will expire without further notice 90 days after the begin date. It is the
Office's/District's responsibility to submit a new request for overtime extending beyond the previously authorized period.
- Overtime should normally be preauthorized in writing to the affected unit supervisor prior to its occurrence by the
appropriate District Engineer or Office Head. Under general guidelines, this authority may be delegated to subordinate
supervisors. Such delegations must be approved by the Division Director.
- Emergency situations
- An emergency situation is defined as "whenever the Governor determines that the health or safety of employees, clients,
or citizens would be placed at risk or whenever a natural disaster results in the Governor declaring a state of emergency."
The Governor shall make decisions regarding conditions affecting the closure of all agencies statewide or within a
geographic region.
- A Departmental emergency is defined as "whenever the Commissioner determines that the health or safety of employees,
clients, or citizens would be placed at risk when conditions are such that roads are impassable, dangerous, etc." For
example: Smoke from brush fires obscures driver visibility on I-75.
- Only employees whose duties and responsibilities are essential shall be designated by the Commissioner to respond in
the event of a designated period of emergency. These designated employees below the level of Division Director or the
equivalent are eligible for overtime pay and holiday compensation as provided by this policy.
- Any time worked on a holiday (including time observed as a holiday) shall be counted toward the applicable forty (40)
hour threshold requirement when calculating overtime pay during an emergency situation.
- Time granted for paid leave during an emergency situation shall not be counted toward the applicable forty (40) hour
threshold requirement.
- Although every effort should be made to utilize equivalent time off to avoid paying overtime, reaction to some emergency
situations may preclude a written preauthorization for additional hours worked which may result in earned overtime which
cannot be alleviated through equivalent time off.
- Emergency situations in Non-Maintenance related activities will require the prior verbal approval of the affected
Division Director upon declaration of said emergency by the Governor or the Commissioner of the Department of
Transportation.
- Emergency situations in Maintenance related activities will require the prior verbal approval of the affected Division
Director or Deputy Commissioner upon declaration of said emergency by the Governor or the Commissioner of the Department of
Transportation.
- Appropriate overtime payroll forms must be promptly submitted for the payment of overtime to be made during the pay
period following its occurrence. Cover letters detailing the amount and reason for the overtime payment must also be
included for appropriate management reviews as the preauthorization and/or other notifications require.
- Approval of all time worked is accomplished through the approval of the employee's time report by the employee's
immediate supervisor.
Understanding Concerning the Use of FLSA Compensatory Time
- Each individual hired by the Department on or after March 1, 1986 must sign a document stating that he or she
understands that compensatory time off may be given at the rate of one and one-half hours for each hour of employment for
which overtime compensation is required by the FLSA.
- All employees hired by the Department prior to March 1, 1986 are considered to understand that they may receive FLSA
Compensatory Time rather than overtime payments as compensation for overtime worked.
Child Labor Laws
In accordance with both Federal and State Laws, work performed by employees under the age of eighteen (18) is restricted.
Accordingly, the Office of Personnel must be consulted prior to extending an offer of employment to an individual under the
age of eighteen (18).
Record Keeping
Each employee’s semi-monthly time report (DOT Form 1472) serves as the Department’s official record of his or her actual
time worked and must accurately report all time worked and compensatory time accrued. The Office of General Accounting,
Payroll Unit, will maintain the time reports for at least two (2) years.
Required Posting
Each work location is to permanently post the “Your Rights Under the Fair Labor Standards Act” notice on bulletin boards
where workplace notices are normally posted and where employees can readily see it. (See
TOPPS 2110-4, Workplace Notices)
Special Provisions for Exempt Employees
- In accordance with FLSA regulations, exempt employees may not have their pay reduced for variations in the quantity or
quality of work performed. Exempt employees normally must receive their full salary for any week in which they perform any
work; however, exempt employees need not be paid for any workweek in which they perform no work at all. In disciplinary
situations, therefore, an exempt employee is ordinarily subject to no less than a suspension without pay in full workweek
increments.
Circumstances for which an exempt employee’s pay may be reduced in less than full workweek increments are as follows:
- For purposes of public accountability, an exempt employee’s pay will be reduced when the employee works less than the
scheduled work hours for a workweek and does not use paid leave to cover the absence because: (a) leave was not properly
requested; (b) leave was requested and denied; (c) no leave is available; or (d) the employee chooses to use leave without
pay.
- Upon approval of the Office of Personnel, Employee Management Relations Section, an exempt employee may be suspended
without pay in less than full workweek periods for violation of a safety rule of major significance or for serious violation
of a workplace conduct rule, as these terms are defined by the FLSA regulations.
- An exempt employee will be paid only for time worked in the first and last week of employment.
- An exempt employee who believes that his or her pay was improperly reduced may request a review of the matter by the
Personnel Director within ten (10) calendar days of being advised of the pay deduction.
- The employee must submit documentation to support his or her belief that the pay deduction was improper.
- Within ten (10) calendar days of receipt of the complaint, the Personnel Director will investigate the complaint and
notify the employee in writing of his or her conclusions. The conclusions of the Personnel Director shall be final.
- If it is determined that the pay deduction was proper, no further action will be taken.
- If it is determined that the pay deduction was improper, the employee will be promptly reimbursed. Further, the
Personnel Director will take appropriate action to ensure that such improper deductions do not occur again in the future.